Compliance Assessment Services

• We start by identifying what regulations, frameworks, or certifications apply to your business.

You get clarity on:

• Which mandatory and voluntary standards are relevant to your operations.
• What part of your IT systems and processes the compliance applies to.
• Who inside your team is responsible for each requirement.

• Once the scope is clear, we evaluate your current state through compliance risk assessments.

This includes:

• Reviewing policies, procedures, and how well they are followed day-to-day.
• Assessing systems, infrastructure, and software for vulnerabilities.
• Speaking with your team to understand existing security and compliance practices.

• After collecting all findings, we perform a detailed risk assessment and compliance analysis.

You will see:

• The root causes of compliance gaps.
• The potential impact if those gaps are not closed.
• A priority list focusing on what needs immediate attention.

• We create a practical action plan that fits your business and timeline.

Your plan includes:

• Step-by-step actions to close each compliance gap.
• Improving staff awareness of compliance and security practices.
• Recommendations to fix vulnerabilities across systems and processes.

• We work with your team to fix identified issues and guide the execution of your remediation plan.
• Our goal is simple: help you reach full compliance and stay ready for audits.

• Regular monitoring to ensure controls remain effective.
• Updates when standards or regulations change.
• Ongoing support for audits, documentation, and future Compliance Services & Assessments.

When you work with us, you get a team that understands both technology and compliance.

We bring:

• A highly experienced team specializing in compliance risk assessments and security.
• Practical expertise across regulated industries including finance, healthcare, SaaS, and digital products.
• Specialists who understand ISO, SOC, HIPAA, GDPR, and other global standards.
• A hands-on approach focused on improving your compliance posture, not just generating reports.
• You get guidance from people who have done this before and know what works.

Our focus is simple help you achieve compliance most effectively without slowing down your operations.

• Structured risk assessment and compliance process designed to reduce errors and remove blind spots.
• Quality-driven methodology to ensure accuracy and transparency.
• Recommendations that are actionable and tailored to your business.
• Support that continues even after the assessment, so you stay compliant long term.

We don’t overwhelm you with technical terms. You get clear steps, clear priorities, and clear outcomes.

• Any company that stores, processes, or manages sensitive or confidential information.

What You Gain From Our Support:

• A structured information security management system that reduces cybersecurity risks and improves data protection.

Who It Applies To:

• Broker-dealers and securities firms.

What You Gain From Our Support:

• A structured information security management system that reduces cybersecurity risks and improves data protection.

Who It Applies To:

• Businesses that collect or process the personal data of EU residents.

What You Gain From Our Support:

• Proper data handling practices, consent management, and secure processing of personal information.

Who It Applies To:

• Healthcare providers, medical software vendors, insurance providers.

What You Gain From Our Support:

• Secure handling, transmission, and storage of protected health information.

Who It Applies To:

• Financial institutions and trading organizations.

What You Gain From Our Support:

• Risk reduction and secure processing during trade-related operations.

Who It Applies To:

• Futures and derivatives firms.

What You Gain From Our Support:

• Operational compliance and data protection for financial transactions.

Who It Applies To:

• Public companies managing investor reporting requirements.

What You Gain From Our Support:

• Transparency, secure reporting processes, and reduced audit risks.

Who It Applies To:

• Organizations storing regulated data and electronic records.

What You Gain From Our Support:

• Validated systems, secure audit trails, and compliant electronic signatures.

Who It Applies To:

• Companies transferring data between the US and EU.

What You Gain From Our Support:

• Trust and confidence in cross-border data protection.

You receive documentation that shows your current compliance posture and the areas that need improvement:

• Scope report outlining the data, systems, and processes included in the assessment.
• Detailed compliance risk assessment highlighting gaps and potential risks.
• Review of your policies, procedures, and existing security practices.
• Audit of your team’s awareness of compliance responsibilities.
• Evaluation of internal compliance training and readiness.
• Network and infrastructure configuration overview.
• Architecture and code review (for software-focused businesses).
• Findings from vulnerability or penetration testing, ranked by priority.

These insights show exactly where you stand today and what needs attention.

Once gaps are identified, we build a practical remediation plan that supports fast improvement:

• Guidance on narrowing the compliance scope to reduce complexity.
• Mitigation plan with steps to address risks based on priority.
• Policy and procedure improvement recommendations.
• Secure network design best practices.
• Feature or system recommendations to meet required standards.
• Training suggestions to improve staff awareness of compliance.
• Corrective actions to eliminate vulnerabilities and prevent reoccurrence.

You receive more than a report. You receive a clear roadmap that tells you what to fix, why it matters, and how to move toward full compliance confidently.

Finding a compliance partner who understands multiple standards and your specific industry.

Solution:

• You get an experienced team that has worked with different regulatory frameworks and business models.
• Whether you operate in finance, healthcare, SaaS, or digital products, our experts know how to apply the right standards to your environment.
• You get practical guidance from specialists who understand your industry and your challenges.

Getting an assessment report without knowing how to fix the compliance gaps afterward.

Solution:

• Our compliance risk assessments don’t stop at pointing out what is wrong.
• You receive clear, actionable steps that show you how to close the gaps and strengthen your security and compliance posture.
• If you need hands-on help implementing changes, we support remediation as part of our Compliance Services & Assessments so you can reach full compliance with confidence.

• We help you strengthen your security and compliance foundation by:
• Designing a secure and scalable network structure.
• Configuring firewalls, anti-malware, and intrusion prevention tools.
• Securing business email and user access controls.
• Setting up continuous activity monitoring and alerting.
• Supporting the implementation of internal quality or process management systems.

• If you build software or SaaS products, you also get support for:
• Installing security components in your development and deployment environments.
• Designing secure product architecture aligned with compliance standards.
• Implementing product features or controls required by the relevant regulations.

• Focuses on following required rules and standards.
• Verifies that your business meets the requirements of specific regulations and frameworks.
• Reviews selected areas such as data security, privacy management, or quality control.
• Evaluates whether your processes and controls are implemented correctly.

A compliance assessment ensures you meet expectations set by regulatory bodies or certification programs.

• Focuses on identifying threats and reducing business exposure.
• Identifies potential risks, weaknesses, or security issues that could impact your systems or data.
• Analyzes how those risks could affect business operations or cause financial or reputational damage.
• Helps you prioritize actions based on potential impact.

A risk assessment looks at the bigger picture and gives you a strategy to address threats before they become a problem.

Evaluation of how well your business or product meets required standards.

• Compliance risk assessments to identify gaps and improvement areas.

Support with planning security and quality measures.

• Guidance on aligning development and operations with compliance requirements.
• Assistance in evaluating or reporting possible compliance issues.

• Gap analysis by experienced compliance specialists.
• Support with remediation and implementation of improvements.
• Strategic guidance for ongoing Compliance Services & Assessments.